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Operation & Functioning of ETP (Electronic Trading Platform): A Step-by-Step Guide

The Electronic Trading Platform (ETP) under Extended Producer Responsibility (EPR) is a digital marketplace developed to enable seamless trading of verified recycling certificates between obligated entities—Producers, Importers, and Brand Owners (PIBOs) and registered recyclers. 

The platform has been introduced by regulatory authorities under India’s evolving EPR framework, with implementation led through the Central Pollution Control Board (CPCB) to digitize and streamline compliance mechanisms. 

ETP emerged as a response to the growing complexity of EPR obligations, especially with the expansion of waste streams such as plastics, e-waste, batteries, tyres, and used oil, and the need for a standardized, transparent, and accountable system for certificate generation and exchange.. 

PHASE 1: PLATFORM ENTRY & ONBOARDING 

Step 1: Platform Overview 

The ETP operates as a centralized marketplace integrated with the EPR portal, bringing all stakeholders onto a single system. 

Key Point: Unified compliance + trading ecosystem 

Step 2: Login (SSO Integration) 

Users log in using their existing CPCB EPR portal credentials (Single Sign-On). 

Key Point: 
✔ No separate registration required 
✔ Seamless access 

Step 3: Automated Verification 

The platform automatically retrieves: 

  • Company details  
  • Registration data  

from the CPCB database. 

Key Point: 
✔ No manual data entry 
✔ Reduces errors 

Step 4: Terms Acceptance 

Users must accept platform terms before proceeding. 

Key Point: Mandatory compliance requirement 

PHASE 2: KYC & FINANCIAL SETUP 

Step 5: Bank Verification 

A ₹1 penny drop method is used to verify bank accounts. 

Key Point: Ensures authenticity and prevents fraud 

Step 6: Virtual Account Creation 

Buyers are assigned a virtual trading account. 

Key Point: 
✔ Used for all transactions 
✔ Ensures clean fund tracking 

Step 7: Payment Validation 

Only verified bank accounts are allowed for: 

  • Deposits  
  • Settlements  

Key Point: Secure financial ecosystem 

PHASE 3: DASHBOARD & SYSTEM VIEW 

Step Stage What Happens Key Points 
Dashboard Access Separate dashboards for buyers & sellers Role-based interface 
Market Info Displays price trends, certificate availability Real-time data 
10 Account Info Buyers: funds; Sellers: certificates Full transparency 

Dashboards provide a complete snapshot of compliance status and trading activity. 

PHASE 4: CERTIFICATE MANAGEMENT (SELLER) 

Step Stage What Happens Key Points 
11 Certificate Fetch Pulled automatically from EPR portal Fully integrated 
12 Categorization Active, Hold, In Trade, Traded, Settled Lifecycle tracking 
13 Hold Status Certificates must be placed on HOLD Mandatory before selling 

Important Insight: Only valid and “HOLD” certificates can be traded. 

PHASE 5: SELLER TRADING PROCESS 

Step Stage What Happens Key Points 
14 Eligibility Only HOLD + valid certificates allowed Expiry check 
15 Market Info Shows LTP, trends, quantity Decision support 
16 Order Type Market / Limit / GTT Flexibility 
17 Order Placement Quantity auto-calculated Based on certificates 
18 OTP Verification Seller confirms order Security layer 
19 Order Live Order visible in market Ready for matching 

PHASE 6: BUYER FUND MANAGEMENT 

Step Stage What Happens Key Points 
20 Fund Deposit Money added to virtual account Trading balance 
21 Fund Blocking Funds blocked during order Prevents default 
22 Refund Unused funds returned Only to verified account 

PHASE 7: BUYER TRADING PROCESS 

Step Stage What Happens Key Points 
23 Order Placement Buyer selects quantity, price, type Same logic as seller 
24 Matching Prep Funds blocked before execution Ensures liquidity 
25 Auto Matching System matches orders Fully automated 

PHASE 8: TRADING MECHANISM 

Step Stage What Happens Key Points 
26 Matching Rule Buy Price ≥ Sell Price Core condition 
27 Priority Rule Price-time priority Fair trading 
28 Partial Orders Remaining orders editable Flexibility 
29 Circuit Breaker 20% price cap Market stability 

PHASE 9: POST-ORDER EVENTS 

Step Stage What Happens Key Points 
30 If Match Trade executed instantly Real-time 
31 If No Match Order remains pending Editable 
32 Modification User can edit/cancel Full control 

PHASE 10: TRADE SETTLEMENT 

Step Stage What Happens Key Points 
33 Settlement Cycle T+2 cycle Standard timeline 
34 Certificate Transfer Through EPR portal Digital transfer 
35 Invoice Generation Seller raises invoice Mandatory 
36 Verification System validates transaction Compliance check 
37 Payment Release Funds transferred to seller Final step 
38 Record Access Both parties access invoices Transparency 

Overall Workflow 

Login → Verification → KYC → Dashboard → Certificate Management → Buy/Sell Orders → Matching → Settlement → Compliance 

Key Takeaways 

  • Fully digital, automated compliance system  
  • Ensures traceability of certificates and funds  
  • Reduces manual errors and delays  
  • Provides market-driven price discovery  
  • Strengthens regulatory transparency and accountability   

The ETP EPR platform transforms compliance into a structured, transparent, and efficient trading ecosystem. By integrating certificate management, financial systems, and real-time trading, it ensures that organizations can meet their EPR obligations with speed, accuracy, and confidence. 

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